Ameriprise Financial Services' ongoing legal battle against LPL Financial recruiting its advisors took a twist this week. On Monday a federal judge in Seattle granted a restraining order to Ameriprise ...

LPL Financial is alleging that Amerprise sent unwarranted alerts of a "data breach" to thousands of LPL clients over past transfers of account information from Ameriprise. Of its latest legal clash ...

Ameriprise is aggressively courting top advisors from Commonwealth Financial Network in what’s shaping up to be a high-stakes recruiting battle following independent-broker dealer behemoth LPL's $2.7 ...

LPL and a recently recruited father-son advisory team are accusing Ameriprise of intimidation tactics meant to make other wealth managers think twice before leaving for other firms. In a legal ...

Ameriprise is accusing LPL Financial (and a broker who left Ameriprise for the independent broker/dealer) of defying a court order by continuing to solicit Ameriprise clients. On Friday, Ameriprise ...

Ameriprise and LPL Financial are both facing more lawsuits related to their cash sweep programs, while a New York-based law firm is looking into firms’ cash sweep practices with the aid of a former ...